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If you’re in the securities industry, you’re probably keenly attuned to recent regulatory guidance about determining ...

What would “smart” archiving look like for an organization?

As a securities professional, you’re good at shepherding your static communications through the complex maze of laws, ...

If you work in the securities industry, you’re used to navigating through the vast, interconnected web of laws, rules, ...

The risk posture Sitting at a hotel bar on a work jaunt, we struck up a conversation with a general counsel at a large ...

Whether you’re dealing with e-discovery in a new, socially networked world, find your company expanding globally and ...

The SEC 17a-4 Backstory In 1997, the Securities and Exchange Commission issued Rule 17a-4(f), which authorized ...

Everywhere you turn these days in the compliance world, someone is talking about work stress. We are all over-worked! ...

You’re a terrific data custodian. When you send a letter to a client, you keep a copy for your records. You neatly stow ...

Instagram is getting to be a pretty big deal, eh?

Twitter can be a goldmine of fun stuff slanted a little bit off-center. It's always extra fulfilling when the ...

Collecting data from your own website: how hard can it really be? I mean, can’t anyone take a screenshot or rely on the ...

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