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How Interactive Social Media...

If you’re in the securities industry, you’re probably keenly attuned to recent regulatory guidance about determining ...

Smart archiving for proactive...

What would “smart” archiving look like for an organization?

Why FINRA Regulatory Notice...

As a securities professional, you’re good at shepherding your static communications through the complex maze of laws, ...

Why FINRA Regulatory Notice...

If you work in the securities industry, you’re used to navigating through the vast, interconnected web of laws, rules, ...

Don't let compliance get in the...

The risk posture Sitting at a hotel bar on a work jaunt, we struck up a conversation with a general counsel at a large ...

Join us at the master's...

Whether you’re dealing with e-discovery in a new, socially networked world, find your company expanding globally and ...

Your Guide to SEC 17a-4...

The SEC 17a-4 Backstory In 1997, the Securities and Exchange Commission issued Rule 17a-4(f), which authorized ...

Compliance-driven Work Stress

Everywhere you turn these days in the compliance world, someone is talking about work stress. We are all over-worked! ...

Native Format Web Preservation...

You’re a terrific data custodian. When you send a letter to a client, you keep a copy for your records. You neatly stow ...

What Instagram's IGTV Launch...

Instagram is getting to be a pretty big deal, eh?  

GDPR Hates Santa

Twitter can be a goldmine of fun stuff slanted a little bit off-center. It's always extra fulfilling when the ...

What Goes Wrong When a Company...

Collecting data from your own website: how hard can it really be? I mean, can’t anyone take a screenshot or rely on the ...