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Join us at the master's conference in london!

Whether you’re dealing with e-discovery in a new, socially networked world, find your company expanding globally and ...

GDPR Hates Santa

Twitter can be a goldmine of fun stuff slanted a little bit off-center. It's always extra fulfilling when the ...

Ready Player WON: The Time Pop Culture Accidentally Told the Compliance Story

Steven Spielberg’s Ready Player One is probably going to clear a $400M box office -- and deservedly so. Having not read ...

The cost of non-compliance is what?!

  Let’s have some real talk for a second, friends.   The situation around MiFID II is a powderkeg in some respects. ...

Is MiFID II Making You More Transparent?

Downing, a London-based investment manager, recently notified clients and advisers about the drop in value of its ...

Are you an asset manager in the era of MiFID II?

MiFID II is going to change things It hasn’t quite yet, but it will, specifically around the areas of: Record-keeping ...

What Does MiFID II Mean for Marketing?

Downing, a London-based investment manager, recently notified clients and advisers about the drop in value of its ...

MiFID II Trading Implications

About a year ago, the head of equities business development at a firm in London likened MiFID II to “British people ...

What's the difference between MiFID and MiFID II?

  The Markets in Financial Instruments Directive 2004/39/EC (MiFID) first appeared in 2007 with the goal of regulating ...

The Final Countdown: Last Minute Preparation for GDPR

Are you feeling the pressure yet? The start of 2018 means that GDPR goes into effect in 5 months, which will ...

This Month in GDPR News and Updates:

General Data Protection Regulation (GDPR) may have a specific effective date, but the expectations pre-implementation ...

This Month in GDPR News and Updates: Only 2 Percent of “GDPR-ready” Organizations Are Actually Compliant

General Data Protection Regulation (GDPR) may have a specific effective date, but the expectations pre-implementation ...