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Hanzo's 2018 FINRA AND SEC Regulatory Compliance Year in Review

From Elon Musk’s tweets to Floyd Mayweather and DJ Khaled’s promotion of cryptocurrencies, 2018 was, to say the least, ...

Web Archiving for FINRA Compliance

Do your web archives have inTegrity? There’s a trend today toward more interactive and personalized web content, but ...

Why FINRA Regulatory Notice 17-18 Demands Dynamic, Interactive Web Preservation: Part 2

As a securities professional, you’re good at shepherding your static communications through the complex maze of laws, ...

Don't let compliance get in the way of creativity

The risk posture Sitting at a hotel bar on a work jaunt, we struck up a conversation with a general counsel at a large ...

What Instagram's IGTV Launch Means for Compliance and eDiscovery

Instagram is getting to be a pretty big deal, eh?  

A FINRA Outsourcing Breakup

Dear Mr. Vendor,