The Bottom Line on Archiving Online Communications Under SEC Rules 17a-3 and 17a-4

If you’re in the financial services industry, you’ve got a lot on your plate. You’re researching investments, advising ...

Regulatory Compliance for Digital Marketers, Part 2: 11 Steps to Manage Risks

Marketing is as much art as it is science. Sure, it helps to gather data and learn what approaches work with which ...

Regulatory Compliance for Digital Marketers, Part 1: How to Deliver Experiences That Are Both Creative and Compliant

Online marketing offers unprecedented opportunities for creative expression. There are a variety of emerging approaches ...

7 Elements in Modern Websites That Your Current Archiving Solution Might Be Missing

Remember what websites used to look like back in the day?

Hanzo’s Response To COVID-19 And Commitment To Customers

On January 30th, 2020, the International Health Regulations Emergency Committee of the World Health Organization ...

Don’t Be Blindsided by Regulatory Compliance: The Problem With “Set It and Forget It”

It’s 2020—where’s my flying car? For that matter, where’s my fully autonomous car? Elon Musk keeps promising it’s ...

3 Brilliant Examples of Interactive Digital Marketing and Why They're Compliance Risks

Every department in an organization is a potential source of risk that compliance professionals need to understand, ...

Real-World Social Media Investigations: Online Actions Have Consequences

Social media—from Facebook and Twitter to Instagram, LinkedIn, Reddit, YouTube, and more—has become the place where ...

Introducing Compliance Hotline Investigations with Hanzo

Compliance teams and the investigations specialists within them are facing a tremendous logistical and technical ...

Why FINRA Regulatory Notice 17-18 Demands Dynamic, Interactive Website Preservation: Part 1

If you work in the securities industry, you’re used to navigating through the vast, interconnected web of laws, rules, ...