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Other archiving companies didn't meet our standards or weren’t within our budget. The Hanzo Platform exceeds our high expectations, has the right balance of core features, and provides the added value of great support.

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Trudy Doyle, Calvert Investments

Powerful Record Keeping and Retention

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reliable compliance

Automate the collection and retention of dynamic web content in compliance with FINRA 10-06, SEC 17a-4, IIROC, and MiFID II.

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Forensically Sound eDiscovery

Capture, archive, and analyze your data with legally defensible collections and sophisticated search capabilities.

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Contextual Archiving

Capture interactive web content and produce it in true-native format, built to instill confidence against any regulatory audit or legal review.

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Immutable Retention

Trust tamper-proof preservation in alignment with ISO and SEC 17a-4 required WORM storage standards.

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Configurability

Collaborate with our expert services and consultancy teams to configure Hanzo to meet your unique needs.

 

Ready to Capture Confidence?

Embrace the web with confidence that every single piece of online communication is captured, preserved, and retained in its entirety. Schedule an introduction and we’ll show you how.

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The More you know...

FINRA Archiving Compliance in 2019

As a member of FINRA's Compliance Vendor Directory, it’s our responsibility to help your team stay up to date on Regulatory Notices 10-06, 17-18, 11-39, and 18-15 so you can remain compliant and mitigate potential risks within your organization.

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2018 FINRA REGULATORY YEAR IN REVIEW

Recap key regulatory activity and headlines from the Financial Industry Regulatory Authority (FINRA) and Securities and Exchange Commission (SEC) in 2018 and what they mean for financial services organizations and compliance teams.

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CAPTURING CONTEXT IN COMPLIANCE

Context is essential to understand any piece of data. Common web-archival methods that rely on static media like PDF files don’t fully capture the dynamic context of live internet or social media communications.

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ENABLING PROACTIVE COMPLIANCE WITH AI

Hanzo's Chief Commercial Officer, Keith Laska, appeared on the Innovation in Compliance podcast, hosted by Tom Fox, to discuss the role of artificial intelligence in compliance departments and proactive risk management.

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YOUR GUIDE TO SEC RULE 17A-4 COMPLIANCE

SEC Rule 17a-4, along with SEC Rule 17a-3, sets out what records exchange members, brokers, and dealers need to preserve. It also establishes how long those records should be maintained and how they should be stored.

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EXPLORING MARKETING AND SOCIAL MEDIA RISKS

Read about three interactive marketing campaigns, why they're effective, what potential risks could stem from them if not managed correctly, and the lessons a compliance officer can apply from them to their own responsibilities.

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